Curriculum Vitae Frame

<body stylesrc="Curriculum_Vitae_No_Frames.html" background="images/scarletback.gif" bgcolor="#FFFFCC" text="#000000" link="#FFFFFF" vlink="#FFFFFF" alink="#FFFFFF">  <div align="left"> <table border="0"> <tr> <td align="right" valign="top" width="115"><table border="0" cellpadding="0" cellspacing="0" width="115" height="95%"> <tr> <td align="right" valign="top" width="115"><font color="#FFFFFF" size="4" face="Arial"><strong>CONTENTS</strong></font></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#PERSONAL INFORMATION"><font size="1" face="Arial"><strong>PERSONAL</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#MAIN TEACHING INTERESTS"><font size="1" face="Arial"><strong>TEACHING</strong></font></a><font size="1" face="Arial"><strong> </strong></font></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#COURSES TAUGHT"><font size="1" face="Arial"><strong>COURSES TAUGHT</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#RESEARCH INTERESTS"><font size="1" face="Arial"><strong>RESEARCH</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#DISSERTATION TOPIC"><font size="1" face="Arial"><strong>DISSERTATION</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#EDUCATION"><font size="1" face="Arial"><strong>EDUCATION</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#AWARDS & DISTINCTIONS"><font size="1" face="Arial"><strong>AWARDS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#PROFESSIONAL QUALIFICATIONS"><font size="1" face="Arial"><strong>QUALIFICATIONS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#ASSOCIATION MEMBERSHIPS"><font size="1" face="Arial"><strong>MEMBERSHIPS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#ACADEMIC APPOINTMENTS"><font size="1" face="Arial"><strong>APPOINTMENTS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#SERVICE ACTIVITIES"><font size="1" face="Arial"><strong>SERVICE</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#PROFESSIONAL EXPERIENCE"><font size="1" face="Arial"><strong>EXPERIENCE</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="#DISSERTATIONS SUPERVISED"><font size="1" face="Arial"><strong>DISSERTATIONS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#PRESENTATIONS AND SPEAKING ENGAGEMENTS"><font size="1" face="Arial"><strong>PRESENTATIONS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#PUBLICATIONS"><font size="1" face="Arial"><strong>PUBLICATIONS</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Curriculum_Vitae_No_Frames.html#WORKING PAPERS"><font size="1" face="Arial"><strong>WORKING PAPERS</strong></font></a></td> </tr> <tr> <td width="115"><img src="images/dot_clear.gif" align="top" width="115" height="10"></td> </tr> <tr> <td align="right" valign="top" width="115"><a href="Departure_Board.html#DEPARTURES" target="_parent"><font size="3" face="Arial"><strong>BACK</strong></font></a></td> </tr> <tr> <td align="right" valign="top" width="115"><img src="images/dot_clear.gif" align="top" width="115" height="10"></td> </tr> <tr> <td align="right" valign="top" width="115"><font color="#FFFFFF" size="2"><em>Last updated</em></font></td> </tr> <tr> <td align="right" valign="top" width="115"><font color="#FFFFFF" size="2"><em> 09/01/11</em></font></td> </tr> </table> </td> <td valign="top" width="15"><img src="images/dot_clear.gif" width="5" height="1"><img src="images/dot_clear.gif" width="15" height="1"></td> <td valign="top" width="5"> <div align="left"> <table border="0"> <tr> <td valign="top" width="450"><p align="center"> <img src="images/RU_RBS_r1a.jpg" alt="Rutgers" width="462" height="74"><br> <img src="images/dot_clear.gif" width="300" height="1"></p> <h1 align="center"><font color="#000099">Curriculum Vitae</font></h1> <h1 align="center">Peter Richard Gillett</h1> <p align="center"><font size="4">Associate Professor<br> Department of Accounting and <br> Information Systems<br> Rutgers Business School–Newark and New Brunswick<br> Janice H. Levin Building<br> 94 Rockafeller Road<br> Piscataway<br> New Jersey 08854-8054</font></p> <p align="center"><font size="4">Telephone: 848-445-4765 Fax: 732-445-3201</font></p> <p align="center"><font size="4">Email: gillett@business.rutgers.edu</font></p> <div align="left"><table border="0" cellpadding="3" width="459"> <tr> <td valign="top" width="100" height="24"><img src="images/dot_clear.gif" width="64" height="1"></td> <td valign="top" colspan="2" width="368" height="24"> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="EDUCATION"><font face="Arial"><strong>EDUCATION<br> </strong></font></a></td> </tr> <tr> <td valign="top" width="115" height="24">1996  </td> <td valign="top" colspan="2" width="322" height="24">Ph.D. (Business), University of Kansas<br> </td> </tr> <tr> <td valign="top" width="115" height="24">1979 </td> <td valign="top" colspan="2" width="322" height="24">M.A. (Mathematics and Philosophy), St. Edmund Hall, University of Oxford<br> </td> </tr> <tr> <td valign="top" width="115" height="24">1975 </td> <td valign="top" colspan="2" width="322" height="24">B.A. (Mathematics and Philosophy), St. Edmund Hall, University of Oxford<br> </td> </tr> <tr> <td valign="top" width="115" height="24">1965 - 1972 </td> <td valign="top" colspan="2" width="322" height="24">11 O Levels, 3 A Levels, 2 S Levels, Catholic College, Preston, UK<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="ACADEMIC APPOINTMENTS"><font face="Arial"><strong>PRESENT POSITION<br> </strong></font></a></td> </tr> <tr> <td valign="top" width="100" height="24">1996 - Present </td> <td valign="top" colspan="2" width="375" height="24">Associate Professor, Rutgers, The State University of New Jersey<br> </td> </tr> <tr> <td valign="top" width="188" height="24"><br> </td> <td valign="top" colspan="2" width="252" height="24"> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong>PREVIOUS POSITIONS</strong></font> </td> </tr> <tr> <td valign="top" width="188" height="24">2007 - 2008</td> <td valign="top" colspan="2" width="252" height="24">Academic Director, Prudential Business Ethics Center at Rutgers</td> </tr> <tr> <td valign="top" width="188" height="24">1993 - 1996 </td> <td valign="top" colspan="2" width="252" height="24">Graduate Teaching Assistant, School of Business, University of Kansas<br> </td> </tr> <tr> <td valign="top" width="188" height="24">1986 - 1992  </td> <td valign="top" colspan="2" width="252" height="24">Partner in charge of Advanced Audit Techniques, European Director of Audit Methods, Grant Thornton, UK<br> </td> </tr> <tr> <td valign="top" width="188" height="24">1984 - 1985 </td> <td valign="top" colspan="2" width="252" height="24">Director, Thornton Baker<br> </td> </tr> <tr> <td valign="top" width="188" height="24">1975 - 1984  </td> <td valign="top" colspan="2" width="252" height="24">Assistant - Senior Manager, Price Waterhouse, UK<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="DISSERTATION TOPIC"><font face="Arial"><strong>DISSERTATION TOPIC<br> </strong></font></a> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"A Comparative Study of Audit Evidence and Audit Planning Models Using Uncertain Reasoning", July 1996<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="PUBLICATIONS"><font face="Arial"><strong>PUBLICATIONS<br> </strong></font></a> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong><i>BOOKS<br> </i></strong></font></td> </tr> <tr> <td colspan="3" width="438" height="24">"Conflict, Consistency and Consonance in Belief Functions: Coherence and Integrity of Belief Systems" <i>Belief Functions in Business Decisions</i> (Springer-Verlag, 2002)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Audit Judgment" <i>Auditing Practice, Research and Education: a Productive Collaboration</i> (AICPA, 1995, pp. 55 - 85) [lead Chapter author]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><i>Grant Thornton Audit Manual</i> (London: Longman, 1990) (wrote Chapters 4, 6, 7, 8, 10, 12, 13, 14, 19; edited Chapters 5, 11, 15, 16, 17, 18, 20; reviewed remaining Chapters)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong><i>JOURNALS (refereed)<br> </i></strong></font> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"> "How Partner's Views Influence Individual Auditors' Judgments" (Forthcoming, 2011) [with Marietta Peytcheva]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"> "Differential Evaluation of Audit Evidence from Fixed vs. Sequential Sampling" <i>Behavioral Research in Accounting</i> (Vol. 23, No. 1, 2011)[with Marietta Peytcheva]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"> "Representation of Interrelationships among Binary Variables under Dempster–Shafer Theory of Belief Functions" <i> International Journal of Intelligent Systems</i> (Vol. 24 No. 4, 2009, pp. 1 - 17) [with R. P.  Srivastava and L. Gao]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"A Probabilistic Logic Based on the Acceptability of Gambles" <i> International Journal of Approximate Reasoning</i> (Vol. 44, 2007, pp. 281 - 300) [with G. Shafer and R. B. Scherl]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"> "CFO Intentions of Fraudulent Financial Reporting" <i>Auditing: A Journal of Practice and Theory</i> (Spring 2005, pp. 55 - 75) [with Nancy Uddin]<br></td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"A New Understanding of Subjective Probability and its Generalization to Lower and Upper Prevision" <i>International Journal of Approximate Reasoning</i> (Vol. 33, 2003, pp. 1 - 49) [with G. Shafer and R. B. Scherl]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"The Effects of Moral Reasoning and Self-Monitoring on CFO Intentions to Report Fraudulently on Financial Statements" <i>The Journal of Business Ethics</i> (Vol. 40, 2002,  pp.15-32) [with Nancy Uddin] <br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"The Logic of Events" <i>Annals of Mathematics and Artificial Intelligence</i> (Vol. 28, 2000, pp. 315 - 389) [with G. Shafer and R. B. Scherl]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Monetary Unit Sampling: A Belief-Function Approach for Audit and Accounting Applications" <i>International Journal of Approximate Reasoning</i> (Vol. 25, 2000, pp. 43 - 70)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Attribute Sampling: A Belief-Function Approach to Statistical Audit Evidence" <i>Auditing: A Journal of Practice and Theory</i> (Spring 2000, pp. 145 - 155) [with R. P. Srivastava]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Continental Development Corporation" <i>Journal of Accounting Case Research</i> Volume 5, No. 2 (July, 2000, pp. 81 - 90) [with M. Ettredge]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Automated Dynamic Audit Programme Tailoring: An Expert System Approach" <i>Auditing: A Journal of Practice and Theory</i> (1993 Supplement, pp. 173 - 189)<br> </td> </tr> <tr> <td colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong><i>JOURNALS (other)<br> </i></strong></font></td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Expert Systems: delivering on the promise" <i>audIT - The Audit Automation Magazine </i>- Issue 20 (Cork: Cork Publishing Limited, December 1993, pp. 4 - 7)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Automating Analytical Procedures - Part 3" <i>audIT - The Audit Automation Magazine </i>- Issue 17 (Cork: Cork Publishing Limited,  June 1993, pp. 25 - 37)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Automating Analytical Procedures - Parts 1, 2 & 3" <i>audIT - The Audit Automation Magazine </i>- Issue 16 (Cork: Cork Publishing Limited, April 1993, pp. 15 - 25)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Automating Analytical Procedures - Parts 1, 2 & 3" <i>audIT - The Audit Automation Magazine </i>- Issue 15 (Cork: Cork Publishing Limited, February 1993, pp. 10 - 18)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Audit Sampling with IDEA" <i>audIT - The Audit Automation Magazine </i>- Issue 14 (Cork: Cork Publishing Limited, December 1992, pp. 15 - 18)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Interactive Data Extraction and Analysis: Using IDEA 4.0" <i>audIT - The Audit Automation Magazine </i>- Issue 1 (Cork: Cork Publishing Limited, September 1990, pp. 12 - 18)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong><i>PROFESSIONAL PUBLICATIONS WRITTEN ANONYMOUSLY<br> </i></strong></font> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ICAEW, <i>IT Brief - Expert Systems</i> (London: ICAEW, 1994, pp. 1 - 45) (Author)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ICAEW, <i>IT Brief - Audit Automation</i> (London: ICAEW, 1993, pp. 1 - 11) (Author)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong><i>OTHER ANONYMOUS PROFESSIONAL PUBLICATIONS <br> </i></strong></font> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ICAEW, <i>IT Brief - End User Computing</i> (London: ICAEW, 1993) (Chairman of Working Party drafting text)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ICAEW, <i>IT Statement Number 5 - Controlling Small Computers</i> (London: ICAEW, November 1988, pp. 1 - 15) (Secretary of Working Party drafting text)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><font face="Arial"><strong><i>PUBLISHED CONFERENCE PROCEEDINGS<br> </i></strong></font></td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Basing Probabilistic Logic on Gambles" <i>Proceedings of the 4<sup>th</sup> International Symposium on Imprecise Probabilities and Their Applications</i> (Brightdocs, 2005, pp. 173 - 182)</td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Subjective Probability and its Generalization to Lower and Upper Prevision: A New Understanding" <i>Proceedings of the 3<sup>rd</sup> International Symposium on Imprecise Probabilities and Their Applications</i> (Carleton Scientific, 2003, pp. 511 - 525)<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Discussants Response to <font size="3">A Decision Aid for Internal Control Testing Plan Selection</font>’" <i>Auditing Symposium XIV: Proceedings of the 1998 Deloitte & Touche/University of Kansas Symposium on Auditing Problems </i>(University of Kansas, School of Business, 1999, pp. 153 - 157)<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Discussants Response to A Behavioral-Economics Approach to Auditors Risk Assessments" <i>Auditing Symposium XII: Proceedings of the 1994 Deloitte & Touche/University of Kansas Symposium on Auditing Problems </i>(University of Kansas, School of Business, 1995, pp. 133 - 139)<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Discussants Response to Practical Experiences with Regression Analysis" <i>Auditing Symposium XI: Proceedings of the 1992 Deloitte & Touche/University of Kansas Symposium on Auditing Problems </i>(University of Kansas, School of Business, 1993, pp. 171 - 175)<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="PRESENTATIONS AND SPEAKING ENGAGEMENTS"><font face="Arial"><strong>PRESENTATIONS AND SPEAKING ENGAGEMENTS<br> </strong></font></a> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">AAA Annual Meeting, Anaheim 2008: "Responsibility for Previous Work, Time Pressure, and Suppression of Audit Evidence" [with Marietta Peytcheva]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">AAA Annual Meeting, Anaheim 2008: "The Impact Of Multi-Dimensional Corporate Transparency On Us Firms’ Credit Ratings And Cost Of Capital" [with David DeBoskey]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Merck Summer Institute on Bioethics, July 2008, Opening and Closing Addresses; Introduction to Epidemiological Modeling; Ethical Decision Making</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">AAA Annual Meeting, Chicago 2007: "The Effect of Stopping Rules on the Evaluation of Audit Evidence" [with Marietta Peytcheva]</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Merck Summer Institute on Bioethics, July 2007, Opening and Closing Addresses</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">AAA IS Section Mid-year Meeting, Scottsdale AZ, January 2006: "Approaches to teaching AIS"</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">4<sup>th</sup> International Symposium on Imprecise Probabilities and Their Applications, Carnegie Mellon, Pittsburg, July 2005: "Basing Probabilistic Logic on Gambles"</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Prudential Business Ethics Center at Rutgers, October 2003: "Corporate Scandals and Whistleblowing: The Enron Collapse and it Aftermath": Panelist</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">AAA Annual Meeting, Honolulu 2003: "CFO Intentions to Report Fraudulently on Financial Statements" [with Nancy Uddin]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">3<sup>rd</sup> International Symposium on Imprecise Probabilities and Their Applications, Lugano, July 2003: "Subjective Probability and its Generalization to Lower and Upper Prevision: A New Understanding"  <br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Kansas Management Science Workshop, March 2003: "Towards Probabilistic Logics for Event Spaces"</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Rutgers Governmental Accounting & Auditing Update Conference, December 2002, "The Impact of Sarbanes-Oxley"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">New Jersey Society of Certified Public Accountants, September 2002: "Enron and the Accounting Profession"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Wilkin and Guttenplan, June 2002: "Enron and the Accounting Profession"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Association of Governmental Accountants / American Society for Public Administration Conference, May 2002: "Enron and the Accounting Profession"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Conference on Enron and the Accounting Profession, May 2002, Prudential Business Ethics Center at Rutgers: "Enron and the Accounting Profession"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">AAA Annual Meeting, Atlanta 2001: Discussant<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">University of Southern California Accounting Research Forum March 2000: "Possibility Theory: A Fuzzy Logic Approach to Audit Evidence and Audit Planning Models"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Ernst & Young Center for Auditing Research and Advanced Technology, Kansas 1999: "Propagating Uncertain Reasoning Using Valuation Networks: The <i>PURSUIVANT</i> Project"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">University of Kansas Problems in Auditing Symposium 1998: Discussant<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Ernst & Young Center for Auditing Research and Advanced Technology, Kansas 1998: "Propagating Uncertain Reasoning Using Valuation Networks: The <i>PURSUIVANT</i> Project"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">4<sup>th</sup> Annual Governmental Accounting and Auditing Update Conference, Rutgers 1997: "Constructing Audit Models for Planning Financial and Compliance Audits Using Uncertain Reasoning"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Ernst & Young Center for Auditing Research and Advanced Technology, Kansas 1997: "Propagating Uncertain Reasoning Using Valuation Networks: The <i>PURSUIVANT</i> Project"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">ACCOUNTING 2000: Electronic Commerce, Artificial Intelligence and other Information Technologies (1997): Chairman (presented Introduction and Plenary Session)<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">7<sup>th</sup> Accounting and Finance Workshop 1996: "Integrating Statistical and Non-Statistical Audit Evidence Using Belief Functions: The Case of Monetary Unit Sampling"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">International Symposium on Audit Research, Maastricht 1996: "Integrating Statistical and Non-Statistical Audit Evidence Using Belief Functions: The Case of Monetary Unit Sampling"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">AAA Annual Meeting, Orlando 1995: "Integrating Statistical and Non-Statistical Audit Evidence in Attribute Sampling using Belief Functions"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">AAA Annual Meeting CPE, Orlando1995: "A Tutorial on Belief Functions"<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">2<sup>nd</sup> Annual ABO Section Conference, Orlando 1995: Doctoral Student Presenter<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">University of Southern California Audit Judgment Symposium 1995: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">3<sup>rd</sup> Annual Research Workshop on AI/ES in Accounting, Auditing and Tax, New York 1994: "Expert Systems: a Perspective for Accountants"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Kansas Problems in Auditing Symposium 1994: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Southern California Audit Judgment Symposium 1994: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Southern California Audit Judgment Symposium 1993: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Rutgers University Expert Systems in Auditing 1992: ADAPT<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Maastricht Audit Research Symposium 1992: ADAPT<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ACE Audit Automation Conference, London 1992: Analytical Procedures<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Kansas Problems in Auditing Symposium 1992: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Southern California Audit Judgment Symposium 1992: "Automated Dynamic Audit Programme Tailoring (ADAPT) - an expert system approach"<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Maastricht Audit Research Symposium 1991: Panel Member<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ACE Audit Automation Conference, London 1991: Closing Address<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Chartech, London 1991 Conference: Automating the audit practice<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Southern California Audit Judgment Symposium 1991: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">IEE Conference on Expert Systems, London 1991: What accountants want from Expert Systems<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ACE Audit Automation Conference, London 1990: Opening Address<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">University of Southern California Audit Judgment Symposium 1990: Discussant<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">ACE Audit Automation Conference, Brussels 1989: Opening Address<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><font face="Arial"><strong><i>GRANT THORNTON<br> </i></strong></font> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">International Audit Manual Implementation Training Course<br> Presented personally to partners and managers in:<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Europe (Brighton 1990)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">UK (London 1990)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Netherlands (Alphen a/d Rijn 1990)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Australia (Melbourne, Sydney, Brisbane 1991)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Hong Kong (1991)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Malta (1991)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">South Africa (Johannesburg 1991)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Audit Automation Training Courses in:<br> Australia (Sydney 1991)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Hong Kong (1991)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Malta (1991)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Europe (1991 & 1992)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">South Africa (1992)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Analytical Procedures Course:<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">Europe (High Wycombe 1991 & 1992)<br> <img src="images/dot_clear.gif" hspace="10" width="1" height="1">South Africa (1992)<br> </td> </tr> <tr> <td valign="top" width="435" height="24" colspan="3"><br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><a name="WORKING PAPERS"><font face="Arial"><strong>WORKING PAPERS<br> </strong></font></a> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"> "Unethical Behavior by Auditors: Do Prior Involvement and Reputation Concerns Induce Evidence Suppression?" [with Marietta Peytcheva] (Under review)</td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"The Impact Of Multi-Dimensional Corporate Transparency On Us Firms’ Credit Ratings And Cost Of Capital" [with David DeBoskey] (Under review)</td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"On What There Is in the  World of Business Activity: An Ontological Investigation of REA" [with David DeBoskey] </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"A Probabilistic Logic Based on the Acceptability of Gambles", 48 pages [with Glenn Shafer and Richard B. Scherl]<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Possibility Theory: A Fuzzy Logic Approach to Audit Evidence and Audit Planning Models", 55 pages (Under review)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Spohn's Epistemic Calculus: A Practical Approach to Audit Evidence and Audit Planning Models", 55 pages<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Computing Marginals in Binary Join Trees", 25 pages [with Prakash P. Shenoy]<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Neural Network Models of Audit Planning Materiality: a Comparison of GANNA and Adaptive Logic Networks", 44 pages<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"Type Theory and Event Spaces", 16 pages [with Glenn Shafer, Richard B. Scherl and Tatsiana Levina]<br> </td> </tr> <tr> <td colspan="3" width="438" height="24">"Audit Indicators of CFO Intentions to Report Fraudulently on Financial Statements", 6 pages [with Nancy Uddin]<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">"Using Evidential Networks to Aggregate Audit Evidence: Belief Functions versus Probabilities", 5 pages [with Rajendra P. Srivastava and Mike Etteredge]<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><font face="Arial"><strong>GRANTS, </strong></font><a name="AWARDS & DISTINCTIONS"><font face="Arial"><strong>AWARDS & DISTINCTIONS<br> </strong></font></a></td> </tr> <tr> <td valign="top" width="89" height="24">April 2011 </td> <td valign="top" colspan="2" width="348" height="24">Rutgers Business Governing Association Best Accounting Information Systems Professor Award</td> </tr> <tr> <td valign="top" width="89" height="24">April 2011 </td> <td valign="top" colspan="2" width="348" height="24">Rutgers Business Governing Association Most Challenging Course Award</td> </tr> <tr> <td valign="top" width="89" height="24">April 2009 </td> <td valign="top" colspan="2" width="348" height="24">Beta Alpha Psi Professor of the Year Award</td> </tr> <tr> <td valign="top" width="89" height="24">April 2008 </td> <td valign="top" colspan="2" width="348" height="24">Honorary Member, Rutgers University Glee Club</td> </tr> <tr> <td valign="top" width="89" height="24">August 2006 </td> <td valign="top" colspan="2" width="348" height="24">PwC Accounting Symposium Participant</td> </tr> <tr> <td valign="top" width="89" height="24">July 2006</td> <td valign="top" colspan="2" width="348" height="24">PwC Faculty University Participant</td> </tr> <tr> <td valign="top" width="89" height="24">August 2005 </td> <td valign="top" colspan="2" width="348" height="24">PwC Accounting Symposium Participant</td> </tr> <tr> <td valign="top" width="89" height="24">June 2004</td> <td valign="top" colspan="2" width="348" height="24">PwC Faculty University Participant</td> </tr> <tr> <td valign="top" width="89" height="24">2001</td> <td valign="top" colspan="2" width="348" height="24">Trueblood Seminar Participant<br> </td> </tr> <tr> <td valign="top" width="89" height="24">May 2000</td> <td valign="top" colspan="2" width="348" height="24">Visiting Scholar, Ernst & Young Center for Auditing Research and Advanced Technology<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2000</td> <td valign="top" colspan="2" width="348" height="24">GE Teaching Fellowship<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1999 - 2002</td> <td valign="top" colspan="2" width="348" height="24">NSF Grant "The Representation of Causality for Auditing" ($338,114)<br> </td> </tr> <tr> <td valign="top" width="89" height="24">May 1999</td> <td valign="top" colspan="2" width="348" height="24">Visiting Scholar, Ernst & Young Center for Auditing Research and Advanced Technology<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1998</td> <td valign="top" colspan="2" width="348" height="24">AICPA/AAA Collaboration Award<br> </td> </tr> <tr> <td valign="top" width="89" height="24">May 1998</td> <td valign="top" colspan="2" width="348" height="24">Visiting Scholar, Ernst & Young Center for Auditing Research and Advanced Technology<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 - 1998</td> <td valign="top" colspan="2" width="348" height="24">GE Teaching Fellowship<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 - 2001</td> <td valign="top" colspan="2" width="348" height="24">Graduate Faculty, Graduate School (Newark), Rutgers, The State University of New Jersey<br> </td> </tr> <tr> <td valign="top" width="89" height="24">May 1997</td> <td valign="top" colspan="2" width="348" height="24">Visiting Scholar, Ernst & Young Center for Auditing Research and Advanced Technology<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 </td> <td valign="top" colspan="2" width="348" height="24">Dorothy Haglund Prize for Outstanding Doctoral Dissertation, University of Kansas Graduate School<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 </td> <td valign="top" colspan="2" width="348" height="24">AAA New Faculty Consortium Participant<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1996 </td> <td valign="top" colspan="2" width="348" height="24">Beta Gamma Sigma<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1995 - 1996 </td> <td valign="top" colspan="2" width="348" height="24">Ernst & Young Doctoral Fellow<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1995 </td> <td valign="top" colspan="2" width="348" height="24">Deloitte & Touche/AAA Doctoral Consortium Fellow<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1994 - 1996 </td> <td valign="top" colspan="2" width="348" height="24">Dean’s List, School of Business<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1993 - 1996 </td> <td valign="top" colspan="2" width="348" height="24">Ronald G. Harper Doctoral Fellow<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1972 - 1973 </td> <td valign="top" colspan="2" width="348" height="24">Open Exhibition, St. Edmund Hall, University of Oxford<br> </td> </tr> <tr> <td valign="top" width="435" height="24" colspan="3"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="PROFESSIONAL QUALIFICATIONS"><font face="Arial"><strong>PROFESSIONAL QUALIFICATIONS</strong></font></a><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Fellow of the Institute of Chartered Accountants in England and Wales (ICAEW)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Member of the British Computer Society (BCS)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Member of the Institute for the Management of Data Processing (IMIS)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Fellow of the Institute of Management (IMgt)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="ASSOCIATION MEMBERSHIPS"><font face="Arial"><strong>ASSOCIATION MEMBERSHIPS</strong></font></a><font face="Arial"><strong><br> </strong></font></td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">IT Faculty of the ICAEW<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Audit Faculty of the ICAEW<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">American Accounting Association (Auditing, SET, ABO , MIS  and Teaching and Curriculum sections)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">American Statistical Association<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" width="435" height="24" colspan="3"><a name="SERVICE ACTIVITIES"><font face="Arial"><strong>SERVICE ACTIVITIES<br> </strong></font></a></td> </tr> <tr> <td valign="top" width="89" height="24">2011</td> <td valign="top" colspan="2" width="348" height="24"> Chief Teaching Technology Officer, Department of Accounting and Information Systems</td> </tr> <tr> <td valign="top" width="89" height="24">2009 - 2011<br>  </td> <td valign="top" colspan="2" width="348" height="24"> Co-chair, University Structure & Governance Committee</td> </tr> <tr> <td valign="top" width="89" height="24">2009 - 2011<br>  </td> <td valign="top" colspan="2" width="348" height="24"> Member, University Senate Executive Committee</td> </tr> <tr> <td valign="top" width="89" height="24">2009<br>  </td> <td valign="top" colspan="2" width="348" height="24"> Member <i>ad hoc</i> Honors Program Committee<br> Rutgers Business School–New Brunswick</td> </tr> <tr> <td valign="top" width="89" height="24">2009 - 2011<br>  </td> <td valign="top" colspan="2" width="348" height="24"> Member, <i>ad hoc</i> Core Curriculum Committee<br> Rutgers Business School–Newark and New Brunswick</td> </tr> <tr> <td valign="top" width="89" height="24">2008 - 2010</td> <td valign="top" colspan="2" width="348" height="24"> Member, Peer Evaluation Committee, Department of Accounting and Information Systems   </td> </tr> <tr> <td valign="top" width="89" height="24">2007 - 2010</td> <td valign="top" colspan="2" width="348" height="24"> Member, School of Arts and Sciences Academic Standing Committee</td> </tr> <tr> <td valign="top" width="89" height="24">2007 - 2011</td> <td valign="top" colspan="2" width="348" height="24"> School of Arts and Sciences Affiliate</td> </tr> <tr> <td valign="top" width="89" height="24">2007 - 2008</td> <td valign="top" colspan="2" width="348" height="24"> Dissertation Committee Chair, Marietta Peytcheva</td> </tr> <tr> <td valign="top" width="89" height="24">2006 - 2011</td> <td valign="top" colspan="2" width="348" height="24">Member, Rules of Procedure Committee<br> Rutgers Business School–Newark and New Brunswick</td> </tr> <tr> <td valign="top" width="89" height="24">2006 - 2008</td> <td valign="top" colspan="2" width="348" height="24">Member, Nominations Committee<br> Rutgers Business School–Newark and New Brunswick</td> </tr> <tr> <td valign="top" width="89" height="24">2006 - 2011</td> <td valign="top" colspan="2" width="348" height="24">Faculty Advisor, Rutgers University Kirkpatrick Choir</td> </tr> <tr> <td valign="top" width="89" height="24">2005 - 2011</td> <td valign="top" colspan="2" width="348" height="24">Faculty Secretary, Rutgers Business School</td> </tr> <tr> <td valign="top" width="89" height="24">2005 - 2006</td> <td valign="top" colspan="2" width="348" height="24"> Dissertation Committee Chair, David DeBoskey</td> </tr> <tr> <td valign="top" width="89" height="24">2005 - 2006</td> <td valign="top" colspan="2" width="348" height="24"> Member of the Notable Contributions to the AIS Literature Award Committee, AAA IS Section</td> </tr> <tr> <td valign="top" width="89" height="24">2005 - 2006</td> <td valign="top" colspan="2" width="348" height="24">Faculty Advisor, Catholic Students Association</td> </tr> <tr> <td valign="top" width="89" height="24">2004 - 2007</td> <td valign="top" colspan="2" width="348" height="24">New Brunswick Faculty Council<br> Member, Academic Regulations & Standards Committee; Teaching Committee</td> </tr> <tr> <td valign="top" width="89" height="24">2004 - 2007</td> <td valign="top" colspan="2" width="348" height="24">Rutgers College Honors Program Faculty Mentor</td> </tr> <tr> <td valign="top" width="89" height="24">2004 - 2007</td> <td valign="top" colspan="2" width="348" height="24">Rutgers College Fellow</td> </tr> <tr> <td valign="top" width="89" height="24">2004 - 2007<br> 2009 - 2011</td> <td valign="top" colspan="2" width="348" height="24">Member, Technology Policy Committee<br> Rutgers Business School–Newark and New Brunswick</td> </tr> <tr> <td valign="top" width="89" height="24">2004</td> <td valign="top" colspan="2" width="348" height="24">Chair, Dean's Ad Hoc Committee on Recruitment</td> </tr> <tr> <td valign="top" width="89" height="24">2003 - 2006</td> <td valign="top" colspan="2" width="348" height="24">Member of the CIMIC Research Award Committee, Rutgers Business School–Newark and New Brunswick</td> </tr> <tr> <td valign="top" width="89" height="24">2002 - 2003<br> </td> <td valign="top" colspan="2" width="348" height="24">Member, Courses of Study Committee<br> Rutgers Business School–Newark and New Brunswick<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2002 - 2011<br> </td> <td valign="top" colspan="2" width="348" height="24">University Senator<br> (Rutgers Business School)<br> Member, Governance and Structure Committee<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2002 - 2011<br> </td> <td valign="top" colspan="2" width="348" height="24">Faculty Advisor, Rutgers University Glee Club<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2002 - 2006<br> </td> <td valign="top" colspan="2" width="348" height="24">Ph. D. Coordinator, Department of Accounting and Information Systems<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2001 - 2004<br> </td> <td valign="top" colspan="2" width="348" height="24">Member of the Outstanding Dissertation Award Committee, AAA AI/ET Section<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2001 - 2005<br> </td> <td valign="top" colspan="2" width="348" height="24">Chairman, Ph.D. Qualifying Examination Committee, Department of Accounting and Information Systems<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2001 - 2003</td> <td valign="top" colspan="2" width="348" height="24">Member of the Policy Committee, Department of Accounting and Information Systems<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2001 - 2003</td> <td valign="top" colspan="2" width="348" height="24">Member of the Curriculum Committee, Department of Accounting and Information Systems<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2001 - 2011<br> </td> <td valign="top" colspan="2" width="348" height="24">Editorial Board, <i>Journal of Emerging Technologies in Accounting</i></td> </tr> <tr> <td valign="top" width="89" height="24">2000 - 2006 </td> <td valign="top" colspan="2" width="348" height="24">Member of the Ph.D. Committee, Department of Accounting and Information Systems<br> </td> </tr> <tr> <td valign="top" width="89" height="24">2000 - 2011 </td> <td valign="top" colspan="2" width="348" height="24">Editorial Board, <i>International Journal of Accounting Information Systems</i></td> </tr> <tr> <td valign="top" width="89" height="24">2000 - 2001 </td> <td valign="top" colspan="2" width="348" height="24">Past Chairman, Auditing Standards Committee of the AAA Auditing Section<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1998 - 2000 </td> <td valign="top" colspan="2" width="348" height="24">Dissertation Committee Chair, Nancy Uddin<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1998 - 2000 </td> <td valign="top" colspan="2" width="348" height="24">Dissertation Committee Member, Rich Jones<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1998  </td> <td valign="top" colspan="2" width="348" height="24">Dissertation Committee Member, Jill Giles<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1998 - 2000 </td> <td valign="top" colspan="2" width="348" height="24">Chairman, Auditing Standards Committee of the AAA Auditing Section<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 - 2007</td> <td valign="top" colspan="2" width="348" height="24">New Brunswick Faculty Fellow, Rutgers Business School</td> </tr> <tr> <td valign="top" width="89" height="24">1997 - 1999  </td> <td valign="top" colspan="2" width="348" height="24">Member of the Membership Committee, AAA Auditing Section<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 - 1998  </td> <td valign="top" colspan="2" width="348" height="24">Member of the AAA/AICPA Information Technology Visioning Conference Task Force<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1997 - 1999  </td> <td valign="top" colspan="2" width="348" height="24">Member of the Ph.D. Committee, Department of Accounting and Information Systems<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1996 - 2011</td> <td valign="top" colspan="2" width="348" height="24">Member of the Academic Standing Committee, Rutgers Business School - New Brunswick<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1995 - 1996  </td> <td valign="top" colspan="2" width="348" height="24">President, Association of Business Doctoral Students, University of Kansas<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1994 - 2003 </td> <td valign="top" colspan="2" width="348" height="24">Editorial Board, <i>Auditing: a Journal of Practice & Theory</i></td> </tr> <tr> <td valign="top" width="89" height="24">1994  </td> <td valign="top" colspan="2" width="348" height="24">Co-Chairman: Third Annual Workshop on AI/ES in Accounting, Auditing and Tax<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1993 - 2011  </td> <td valign="top" colspan="2" width="348" height="24">Ad hoc reviews for eight academic journals including <i>JAR</i> and <i>JIS</i><br> </td> </tr> <tr> <td valign="top" width="89" height="24">1993 - 1995  </td> <td valign="top" colspan="2" width="348" height="24">Chaired chapter subcommittee for AAA/AICPA Monograph on Auditing Research<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1992 - 1993  </td> <td valign="top" colspan="2" width="348" height="24">Technical Committee Member, ICAEW IT Faculty<br> </td> </tr> <tr> <td valign="top" width="435" height="24" colspan="3"><br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24"><a name="PROFESSIONAL EXPERIENCE"><font face="Arial"><strong>PROFESSIONAL EXPERIENCE<br> </strong></font></a></td> </tr> <tr> <td valign="top" width="89" height="24">1984 - 1992 </td> <td valign="top" colspan="2" width="348" height="24">Grant Thornton, London (Partner in charge of Advanced Audit Techniques, European Director of Audit Methods):<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">Directing and managing the firm’s activities in EDP Audit, Audit Automation and Audit Methodologies<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">Evaluating, developing and implementing automated audit tools and associated quantitative methodologies and documentation<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">Promotion and implementation of audit methods within Grant Thornton member firms world-wide<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1975 - 1984 </td> <td valign="top" colspan="2" width="348" height="24">Price Waterhouse, London (Audit Assistant, then: Audit Senior, Assistant Manager, Manager, Supervising Consultant):<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">General audit, accountancy and taxation services for a wide range of British and International companies<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">Review of controls in a variety of computer-based accounting systems and EDP installations<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">Development and management of file interrogations<br> </td> </tr> <tr> <td valign="top" width="89" height="24"> </td> <td valign="top" width="23" height="24"> <img src="images/dot_clear.gif" hspace="7" width="1" height="1"></td> <td valign="top" width="315" height="24">Administration, planning, staffing and review of computer audit work for a portfolio of over 50 clients<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1991 - 1992 </td> <td valign="top" width="218" height="24" colspan="2">Development of the firm’s future strategy for audit automation<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1990 - 1992 </td> <td valign="top" width="218" height="24" colspan="2">Design and implementation of language-independent and WINDOWS versions of GTSP, a tool for assigning audit risk and planning and evaluating audit samples<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1990 - 1992 </td> <td valign="top" width="218" height="24" colspan="2">Presented series of (fourteen) three-day courses to introduce the revised Grant Thornton audit approach and tools to partners in Europe, Australia, Hong Kong, Malta and South Africa<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1989 - 1992 </td> <td valign="top" width="218" height="24" colspan="2">Design and implementation of ADAPT, an expert system for audit programme tailoring<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1988 - 1992 </td> <td valign="top" width="218" height="24" colspan="2">Chairman of Steering Committee for development of IDEA, a data extraction and analysis tool marketed by the C.I.C.A.<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1990 - 1991 </td> <td valign="top" width="218" height="24" colspan="2">Design and implementation of UK version of GTSP<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1987 - 1990 </td> <td valign="top" width="218" height="24" colspan="2">Chaired Task Force developing harmonized international version of Grant Thornton Audit Manual<br> </td> </tr> <tr> <td valign="top" width="89" height="24">1985 - 1990 </td> <td valign="top" width="218" height="24" colspan="2">Launched audit automation within UK and European practices<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24"><br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24"><font face="Arial"><strong><i>SELECTED INTERNAL REPORTS<br> </i></strong></font></td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><i>(These documents are confidential to Grant Thornton, Price Waterhouse and their clients; copies may be obtained in confidence from Peter R. Gillett)<br> </i> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">"ADAPT Implementation Training"<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24">"Automated Dynamic Audit Programme Tailoring: An Expert System Approach" (Presented at the USC Audit Judgment Symposium, February 1992: a more detailed version than that published in <i>Auditing: A Journal of Practice and Theory</i>)<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24">"Audit Policy and Advisory Panel: Automation Strategy"<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24">"Audit Policy and Advisory Panel: Graphical User Interfaces"<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24">Text of presentations to ACE Audit Automation Conferences, 1989 - 1992<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24">"London Computer Audit: Working Paper Standards for File Interrogation Work"<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24">"Statistical Sampling: A paper on the use of statistical techniques by the Computer Audit Section of Barclays Bank"<br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24"><br> </td> </tr> <tr> <td valign="top" width="425" colspan="3" height="24"><a name="MAIN TEACHING INTERESTS"><font face="Arial"><strong>MAIN TEACHING INTERESTS<br> </strong></font></a></td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Accounting Information Systems, Managerial Information Systems<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">REA as a Domain Ontology for Accounting</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Business Applications of Artificial Intelligence, Expert Systems<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Auditing, Audit Sampling, EDP Audit<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Statistics<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Research Methodologies<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">Philosophy of Science</td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24"><a name="COURSES TAUGHT"><font face="Arial"><strong>COURSES TAUGHT<br> </strong></font></a> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">BUS 806: Managerial Information Systems<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">BUS 605: Accounting Information Systems<br> </td> </tr> <tr> <td valign="top" width="435" colspan="3" height="24">BUS 852: Advanced Auditing<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">BUS 616: Systems Design and Auditing<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">33:010:458: Accounting Information Systems<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">26:198:722: Expert Systems<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">26:010:653: Current Topics in Auditing<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">26:010:622: Internet Technologies and E-Business<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">26:010:685: Social Science Methods in Accounting Research<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">26:620:557: Social Science Research Methods</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">26:010:680 Current Topics in Accounting Research</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="DISSERTATIONS SUPERVISED"><font face="Arial"><strong>DISSERTATIONS SUPERVISED<br> </strong></font></a> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Marietta Peytcheva, "Accountability, Reputation Costs, and Opportunistic Auditor Behavior", 2008 (chair of committee)</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">David DeBoskey, "Coporate Transparency: Key Factors and their Impact on US Firms", 2006 (chair of committee)</td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Richard Jones, "An Inquiry Into the Effects of Stress on the Task-Related Processing of Individual Auditors", 2000 (member of committee)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Nancy Uddin, "The Experimental Application of the Reasoned Action Model to Fraudulent Financial Statements with Extensions", 2000 (chair of committee)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Jill P. Giles, "Evidence on the Relation between Audit Committee Characteristics and the Quality of Financial Reporting", 1998 (member of committee)<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="RESEARCH INTERESTS"><font face="Arial"><strong>RESEARCH INTERESTS<br> </strong></font></a> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">My major research interests at present are in Event Spaces and in modeling the various processes of evidence aggregation both in audit planning and in evaluation, using alternative Valuation-Based System paradigms such as Belief Functions and Bayesian Networks. Models presented by academics to date do not deal effectively with auditors’ intuitions regarding ignorance, or changing numbers of financial statement items, nor do they allow for the need to quantify potential misstatements, or the adjustment of book values during the audit process. Uncertain reasoning calculi such as Probability Theory, Belief Functions, Possibility Theory and Spohn’s Epistemic Beliefs reveal different strengths and weaknesses as modeling tools in audit research.<br> <img src="images/dot_clear.gif" hspace="10" vspace="1" width="1" height="1">The <em>PURSUIVANT</em> project is developing software to implement these alternative paradigms for uncertain reasoning to facilitate investigation of their application in the auditing domain. Additional research interests are developments of the professional work that I was carrying out over the few years prior to my doctoral studies, in the areas of improved structured (quantified) audit methods and decision support aids. At a practical level I am keen to develop improved methods of modeling audit risk and assigning risk effectively to the various factors involved, and more thorough-going support for the assessment and allocation of planning materiality. I am also very interested in providing improved techniques for the application of analytical procedures throughout the audit, but especially as a source of audit reliance.<br> <img src="images/dot_clear.gif" hspace="10" vspace="1" width="1" height="1">I have also been researching the application of Event Spaces to auditing problems in collaboration with Professor Glenn Shafer of Rutgers and Professor Rich Scherl of NJIT. This project combines logic and probability theory to develop new methods and decision aids for causal reasoning. We use a new axiomatization of the classical idea of a probability tree, which goes well beyond the current paradigm of Bayes nets in allowing modular representation of probabilistic information. A constructive axiomatization suitable for implementation within Type Theory has been developed, and lower (and upper) probabilities will be defined for Event Spaces. Financial statement auditing will be used as a test bed for the methods, which will ultimately be applicable to many domains where expert systems are used. Prior research has focused on representing and aggregating uncertainty within a model. Although this research has met its own goals reasonably well, the model itself is almost always either overly simplified or else very specialized, and hence the research has not produced decision aids with the flexibility to serve auditors going into new engagements. Such aids would have to help auditors build causal models, a task they find challenging. When new evidence reveals that factors previously deemed unimportant are, in fact, relevant, they can be taken into account by refining the existing model, rather than replacing it. This ability to reason simultaneously and consistently with causal analyses at different levels of detail will allow the auditor to avoid models that are hopelessly naïve or impossible complex.<br> <img src="images/dot_clear.gif" hspace="10" vspace="1" width="1" height="1">Other areas of academic interest include logic, foundations of imprecise probability theory, Philosophy of Science, research methodologies, and business ethics.<br> <img src="images/dot_clear.gif" hspace="10" vspace="1" width="1" height="1">In addition, I am working with former Ph.D. students on projects involving transparency of financial reporting, REA Ontologies for Accounting Information Systems, evaluation of audit evidence from fixed and sequential sampling, and accountability, reputation costs and opportunistic behavior by auditors.<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24"><a name="PERSONAL INFORMATION"><font face="Arial"><strong>PERSONAL INFORMATION<br> </strong></font></a> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Date of Birth: 22 November 1953<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Marital Status: Married, three children<br> </td> </tr> <tr> <td valign="top" colspan="3" width="438" height="24">Citizenship: United Kingdom<br> Permanent Resident: United States of America<br> </td> </tr> </table> </div></td> <td valign="top" width="5"><img src="images/dot_clear.gif" width="5" height="1"></td> </tr> </table> </div> <img src="images/dot_clear.gif" width="5" height="1"></td> </tr> </table> </div>  </body>